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International Financial Regulation

 OVERVIEW

 

1.      FINANCIAL HISTORY

(1)    Barter and Exchange

(2)   Custody and Deposit Taking

(3)   International Finance

(4)   English Banking

(5)   Securities

 

2.     FINANCIAL MARKETS

(1)   Barter and Exchange

(2)   Banking Markets

(3)   Capital Markets

(4)   Financial Derivatives Markets

(5)   Insurance Markets

 

3.      FINANCIAL SYSTEM AND ECONOMY

(1)    Money

(2)   Central Banking

(3)   Financial Sectors and Services

(4)   Financial System and Financial Policies

(5)   Financial Stability

 

4.      FINANCIAL   INTERMEDIATION

(1)   Financial Function

(2)   Financial Assets

(3)   Financial Distribution and Allocation

(4)   Financial Advantage

(5)   Financial Disadvantage

 

5.      FINANCIAL GROWTH 

(1)   Market Size

(2)  Market Growth and Development

(3)  Market Change and Innovation

(4)  Market Transformation and Trends

(5)  Market Capability

 

6.     FINANCIAL RISK AND INSTABILITY

 

(1)  Financial Risk

(2)  Financial Instability

(3)  Financial Theories or Objectives 

(4)  Financial Market Contagion and Instability

(a)        Banking Markets

(b)        Securities Markets

(c)        Insurance Markets

(d)       Complex Groups and Financial Conglomerates

(e)        Complex Regulatory Objectives

(5)  Financial Stability

 

7.      FINANCIAL REGULATION AND CONTROL

 

(1)  Financial Regulation and Supervision

(2)  Regulatory  Approach            

(a)        Functional

(b)        Institutional

(c)        Objectives

(d)       Single Regulator 

(e)       Macro-prudential

 

(3)  Regulatory Structure                 

(4)  Regulatory Design            

(a)        Objectives

(b)        Structure

(c)        Scope or Tools

(d)        Source

(e)        Content   

 

(5)  Regulatory Reform  

 

(i)        Financial Rules

(ii)       Conduct Rules

(iii)      Market Rules

(iv)      Market Resolution

(v)       Market Oversight and Support

 

8.      FINANCIAL CRISIS

                                                                                   

(1)    Financial Crises                                                      

(2)   Financial Scandals

(3)   Global Financial Crisis

(4)   Global Crisis Response

(5)   Regulatory Adjustment

 

9.      INTERNATIONAL BANKING AND FINANCIAL REGULATION

 

         (1)    Bretton Woods and the Basel Committee on Banking Supervision

         (2)    Basel Committee Supervisory Programme

         (3)    Basel I, II and III

         (4)    Core Principles for Effective Banking Supervision   

         (5)    International Financial Crisis Response

 

10.    EUROPEAN BANKING AND FINANCIAL REGULATION

 

         (1)    European Union

         (2)    European Integration

         (3)    European Banking and Financial Markets

         (4)    European Mutual Recognition

         (5)    European Crisis Response

 

11.    UK BANKING AND FINANCIAL REGULATION

 

         (1)    Bank of England

         (2)    UK Bank Supervision and Moral Suasion

         (3)    Banking Acts 1979 and 1987

         (4)    FSA and FSMA

         (5)    FPA, PRA and FCA

 

12.    US BANKING AND FINANCIAL REFORM

 

         (1)    US Banking and Financial Regulation

         (2)    US Financial Reform

         (3)    US Financial Crisis Inquiry Commission (FCIC)

         (4)    US Senate (Carl Levin) and Valukas Examination Reports       

         (5)    US Dodd Frank Act  

 

 

 

REVIEW AND CLOSE

 

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